McMeel and Virgo on Financial Advice and Financial Products
Oxford University Press (Verlag)
978-0-19-929906-5 (ISBN)
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The second edition of Financial Advice and Financial Products comes as a looseleaf service. This comprehensive guide covers the legal and regulatory environment in which claims arising in the financial services context are brought and defended. Since 2001 legislative activity in the field of financial regulation has grown considerably and the rate of development in regulation and case law shows no sign of slowing. This exciting looseleaf text considers the applicable regime including the regulatory framework and statutory claims under the Financial Services and Markets Act 2000, together with traditional 'professional negligence' claims based on contract and tort against financial advisers, brokers, other intermediaries and product providers. There are now two chapters dedicated to the FSA's extension in regulatory powers to include the conduct of mortgage business (MCOB) and of general insurance business (ICOBS) written by experts from Burges Salmon LLP. In addition, the authors look at the FSA's increasing focus on financial promotion, together with the Financial Promotion Order 2005 and updated FSA guidance.
The text incorporates recent case law (such as Beary v Pall Mall Investments, Seymour v Caroline Ockwell & Co) and the impact of more recent financial scandals, including the fall-out of Equitable Life's collapse, endowment mortgage complaints and 'precipice bonds' or SCARPS. Development in the case law on limitation and causation, and the approach of the Financial Ombudsman Service (FOS) to cases within its jurisdiction are also considered. Accompanied by (approximately) two updates per year, this looseleaf is an invaluable source of reference to all those in the field of financial services.
Gerard McMeel is a Professor of Law at the University of Bristol. He also practises in commercial and financial disputes from Guildhall Chambers in Bristol and Quadrant Chambers in London. John Virgo, MA (Oxon), Barrister (Inner Temple called 1984), Guildhall Chambers in Bristol. Specialises in financial services product mis-selling (including advising on professional indemnity issues); acted as lead counsel for the Royal College of Nurses and GMB Trades Unions in group proceedings over personal pension plan mis-selling 1995 to 2000
PART I: THE INDUSTRY AND REGULATORY CONTEXT ; 1. Introduction ; 2. The Financial Services Industry and Financial Products ; 3. The Wider European Framework of Financial Services ; 4. The Regulatory Framework ; PART II: CAUSES OF ACTION ; 1. The Integrity of Transactions ; 2. Breach of Statutory Duty ; 3. Claims in Contract ; 4. Misrepresentation and Duties of Disclosure ; 5. Negligence ; 6. Equitable Claims: Fiduciary Obligations, Undue Influence, and Unconscionability ; PART III: INTERMEDIARIES ; 1. Intermediaries ; PART IV: FINANCIAL PROMOTION ; 1. Financial Promotion ; PART V: STANDARDS OF CONDUCT ; 1. Standards of Conduct: Overview ; PART VI: COBS: INVESTMENT CONDUCT OF BUSINESS ; 1. Standards of Conduct for Investment Advice, Stockbroking, and Portfolio Management ('COBS') ; 2. Regulated Collective Investment Schemes ; PART VII: ICOBS: INSURANCE CONDUCT OF BUSINESS ; 1. Standards of Conduct in General Insurance Business ; PART VIII: MCOB: MORTGAGE AND HOME FINANCE CONDUCT OF BUSINESS ; 1. Standards of Conduct in Mortgage Lending and Advising ; PART IX: DEPOSIT-TAKING CONDUCT OF BUSINESS ; 1. Conduct of Business for Banks and Building Societies ; PART X: REMEDIES ; 1. Remedies ; 2. Accessing Compensation: The Framework ; PART XI: BRINGING AND DEFENDING CLAIMS ; 1. Proving Liability and Loss: Use of Experts ; 2. Claims Investigation and Presentation ; 3. Defending Claims ; 4. Defences ; PART XII: FINANCIAL SERVICES AND SOLICITORS ; 1. Financial Services and Solicitors ; MATERIALS ; Part I - Legislation ; Part II - Statements of Case
| Erscheint lt. Verlag | 8.2.2007 |
|---|---|
| Verlagsort | Oxford |
| Sprache | englisch |
| Maße | 171 x 246 mm |
| Themenwelt | Recht / Steuern ► EU / Internationales Recht |
| Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht | |
| Recht / Steuern ► Wirtschaftsrecht ► Handelsrecht | |
| Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung | |
| ISBN-10 | 0-19-929906-4 / 0199299064 |
| ISBN-13 | 978-0-19-929906-5 / 9780199299065 |
| Zustand | Neuware |
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