Research Handbook on the Regulation of Mutual Funds
Edward Elgar Publishing Ltd (Verlag)
978-1-78471-504-5 (ISBN)
With fifty trillion in worldwide assets, the growth of mutual funds is a truly global phenomenon and deserves a broad international analysis. Local political economies and legal regimes create different regulatory preferences for the oversight of these funds, and academics, public officials and legal practitioners wishing to understand the global investing environment will require a keen awareness of these international differences.
The contributors, leading scholars in the field of investment law from around the world, provide a current legal analysis of funds from a variety of perspectives and using an array of methodologies that consider the large fundamental questions governing the role and regulation of investment funds. This volume also explores the identity and behavior of investors as well as issues surrounding less orthodox funds, such as money market funds, ETFs, and private funds.
This Handbook will provide legal and financial scholars, academics, lawyers and regulators with a vital tool for working with mutual funds.
Contributors include: W.A. Birdthistle, M. Bullard, I.H-Y Chiu, B. Clarke, Q. Curtis, D.A. DeMott, J. Fanto, J.E. Fisch, P. Hanrahan, L.P.Q. Johnson, W.A. Kaal, A.K. Krug, A.B. Laby, J.D. Morley, A. Palmiter, I. Ramsay, E.D. Roiter, M. White, D.A. Zetzsche
Edited by William A. Birdthistle, Chicago-Kent College of Law, Illinois Institute of Technology and John Morley, Yale Law School, US
Contents:
List of Contributors
Introduction to the Research Handbook on the Regulation of Monetary Funds
William A. Birdthistle and John Morley
PART I THE ROLE AND REGULATION OF INVESTMENT FUNDS
1. Why Do Investment Funds Have Special Securities Regulation?
John Morley
2. The Rise and Fall of the Mutual Fund Brand
Mercer Bullard
3. Fiduciary Contours: Perspectives on Mutual Funds and Private Funds
Deborah A. DeMott
4. The Fiduciary Structure of Investment Management Regulation
Arthur B. Laby
PART II IDENTITY AND BEHAVIOR OF MUTUAL FUND INVESTORS
5. Who Are Mutual Fund Investors?
Alan Palmiter
6. Protecting Mutual Fund Investors: An Inevitable Eclecticism
Lyman P.Q. Johnson
7. The Past and Present of Mutual Fund Fee Litigation Under Section 36(b)
Quinn Curtis
8. Toward Better Mutual Fund Governance
Anita K. Krug
9. Mutual Fund Compliance: Key Developments and Their Implications
James Fanto
PART III THE BROADER RANGE OF INVESTMENT FUNDS
10. Tales From The Dark Side: Money Market Funds and the Shadow Banking Debate
Jill E. Fisch
11. Exchange-Traded Funds: Neither Fish Nor Fowl
Eric D. Roiter
12. Free Funds: Retirement Savings as Public Infrastructure
William A. Birdthistle
13. Confluence of Mutual and Hedge Funds
Wulf A. Kaal
PART IV INTERNATIONAL PERSPECTIVES ON INVESTMENT FUNDS
14. The Anatomy of European Investment Fund Law
Dirk A. Zetzsche
15. Governance Aspects of Mutual Funds in Ireland
Blanaid Clarke and Mark White
16. Regulating Collective Retail Investment Funds in the United Kingdom with the Objective of Investor Protection, and Some Implications
Iris H-Y Chiu
17. Regulation of Mutual Funds in Australia
Pamela Hanrahan and Ian Ramsay
Index
| Erscheinungsdatum | 29.10.2018 |
|---|---|
| Reihe/Serie | Research Handbooks in Corporate Law and Governance series |
| Verlagsort | Cheltenham |
| Sprache | englisch |
| Maße | 169 x 244 mm |
| Themenwelt | Recht / Steuern ► EU / Internationales Recht |
| Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht | |
| Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung | |
| ISBN-10 | 1-78471-504-2 / 1784715042 |
| ISBN-13 | 978-1-78471-504-5 / 9781784715045 |
| Zustand | Neuware |
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