Wiley FINRA Series 7 Exam Review 2017

The General Securities Representative Examination

Wiley (Autor)

Buch | Softcover

624 Seiten

2017
John Wiley & Sons Inc (Verlag)
978-1-119-37975-1 (ISBN)

Infos

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores.
The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: * Public offerings and/or private placements of corporate securities (stocks and bonds) * rights * warrants * mutual funds * money market funds * unit investment trusts * REITS * asset-backed securities * mortgage-backed securities * options * options on mortgage-backed securities * municipal securities * government securities * repos and certificates of accrual on government securities * direct participation programs * securities traders * venture capital * ETFs * hedge funds

Inhalt

About the Series 7 Exam xxiii About This Book xxvii About the Test Bank xxviii About the Securities Institute of America xxix Chapter 1 Equity Securities 1 Chapter 2 Debt Securities 29 Chapter 3 Government Securities 55 Chapter 4 Municipal Securities 65 Chapter 5 The Money Market 109 Chapter 6 Economic Fundamentals 117 Chapter 7 Options 133 Chapter 8 Mutual Funds 199 Chapter 9 Variable Annuities 241 Chapter 10 Issuing Corporate Securities 257 Chapter 11 Trading Securities 277 Chapter 12 Customer Accounts 311 Chapter 13 Margin Accounts 333 Chapter 14 Retirement Plans 353 Chapter 15 Brokerage Office Procedure 375 Chapter 16 Fundamental and Technical Analysis 395 Chapter 17 Direct Participation Programs 413 Chapter 18 Customer Recommendations, Professional Conduct, and Taxation 427 Chapter 19 Securities Industry Rules and Regulations 457 Answer Keys 497 Glossary of Exam Terms 515 Index 581

Produkt-Details

• Erscheinungsdatum: 01.04.2017
• Verlagsort: New York
• Sprache: englisch
• Maße: 215 x 277 mm
• Gewicht: 1440 g
• Themenwelt: Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung
• Themenwelt: Betriebswirtschaft / Management ► Spezielle Betriebswirtschaftslehre ► Bankbetriebslehre
• ISBN-10: 1-119-37975-X / 111937975X
• ISBN-13: 978-1-119-37975-1 / 9781119379751
• Zustand: Neuware