Financial Services

Investigations and Enforcement

Buch | Softcover

847 Seiten

2005 | 2nd Revised ed.
Tottel Publishing (Verlag)
978-1-84592-205-4 (ISBN)

Infos

Suitable to be used before, during and after an investigation, this title contains practical advice and direction that guides you through this often complicated process. It covers: the Strachan Review; Listing Principles; the 'treating customers fairly' project; changes affecting the Financial Ombudsman Service; and more.

---

Designed to be used before, during and after an investigation, "Financial Services: Investigations and Enforcement, 3rd Edition" contains the practical start-to-finish advice and direction that will guide you through this often complicated and highly stressful process with confidence. This highly practical step-by-step guide will provide the support and guidance that legal advisers will come to rely on when navigating an investigation or disciplinary enquiry. This new, fully updated second edition covers: the Strachan Review; new Listing Principles; the 'treating customers fairly' project; changes affecting the Financial Ombudsman Service; the introduction of FSA responsibility for insurance regulation; the Market Abuse Directive; and recent FSA action over rule breaches and key developments in the retail sector.

Produkt-Details

• Erscheint lt. Verlag: 7.12.2005
• Verlagsort: Haywards Heath
• Sprache: englisch
• Maße: 156 x 248 mm
• Themenwelt: Recht / Steuern ► EU / Internationales Recht
• Themenwelt: Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht
• ISBN-10: 1-84592-205-0 / 1845922050
• ISBN-13: 978-1-84592-205-4 / 9781845922054
• Zustand: Neuware