Transnational Securities Regulation
Springer International Publishing (Verlag)
978-3-031-18062-0 (ISBN)
The author's findings enable the reader to develop an original understanding of IOSCO, its standards, and its unique place in the transnational regulatory arena. They also challenge the doxa that the US are the only driving regulatory power in the securities area when in fact, other regulatory powers are emerging - for the time being, the EU. The balance has shifted and regulatory compromises are achieved at different points in the rule making process.
lt;br>short term temporary appointment at the World Bank in Washington, DC (United States). In his private sector experience, Antonio has worked in Europe (Milan and Munich), the Middle East (Abu Dhabi), and China (Shanghai). Alongside academic teaching, Antonio provides professional compliance training. Interested in the interface between academic research and professional banking and finance, Antonio has published several articles in first-class journals, chapters in books edited by outstanding scholars, and a monograph with Palgrave Macmillan.
short term temporary appointment at the World Bank in Washington, DC (United States). In his private sector experience, Antonio has worked in Europe (Milan and Munich), the Middle East (Abu Dhabi), and China (Shanghai). Alongside academic teaching, Antonio provides professional compliance training. Interested in the interface between academic research and professional banking and finance, Antonio has published several articles in first-class journals, chapters in books edited by outstanding scholars, and a monograph with Palgrave Macmillan.
short term temporary appointment at the World Bank in Washington, DC (United States). In his private sector experience, Antonio has worked in Europe (Milan and Munich), the Middle East (Abu Dhabi), and China (Shanghai). Alongside academic teaching, Antonio provides professional compliance training. Interested in the interface between academic research and professional banking and finance, Antonio has published several articles in first-class journals, chapters in books edited by outstanding scholars, and a monograph with Palgrave Macmillan.
short term temporary appointment at the World Bank in Washington, DC (United States). In his private sector experience, Antonio has worked in Europe (Milan and Munich), the Middle East (Abu Dhabi), and China (Shanghai). Alongside academic teaching, Antonio provides professional compliance training. Interested in the interface between academic research and professional banking and finance, Antonio has published several articles in first-class journals, chapters in books edited by outstanding scholars, and a monograph with Palgrave Macmillan.
short term temporary appointment at the World Bank in Washington, DC (United States). In his private sector experience, Antonio has worked in Europe (Milan and Munich), the Middle East (Abu Dhabi), and China (Shanghai). Alongside academic teaching, Antonio provides professional compliance training. Interested in the interface between academic research and professional banking and finance, Antonio has published several articles in first-class journals, chapters in books edited by outstanding scholars, and a monograph with Palgrave Macmillan.
short term temporary appointment at the World Bank in Washington, DC (United States). In his private sector experience, Antonio has worked in Europe (Milan and Munich), the Middle East (Abu Dhabi), and China (Shanghai). Alongside academic teaching, Antonio provides professional compliance training. Interested in the interface between academic research and professional banking and finance, Antonio has published several articles in first-class journals, chapters in books edited by outstanding scholars, and a monograph with Palgrave Macmillan.
Introduction.- PART I Transnational Securities Regulation: How it Works.- IOSCO: Evolution, Nature, and Governance.- IOSCO in the International Financial Architecture.- Standard-Making, Accountability, and Legitimacy.- Combined Techniques for the Implementation of Securities Standards.- A Mechanism for the Coordination of Cross-border Enforcement.- PART II Transnational Securities Regulation: Who Shapes it.- The Involvement of Regulatory Powers in IOSCO.- Horizontal Standards: Harmonizing Principles and Conflicts of Securities Regulation.- Vertical Standards Addressed to Public Authorities.- Vertical Standards Addressed to Private Parties.- Vertical Standards Set in Concert with Other Institutions.- PART III Conclusions.- Perspectives Around Transnational Securities Regulation.
Erscheinungsdatum | 27.11.2022 |
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Reihe/Serie | LCF Studies in Commercial and Financial Law |
Zusatzinfo | XVII, 507 p. |
Verlagsort | Cham |
Sprache | englisch |
Maße | 155 x 235 mm |
Gewicht | 906 g |
Themenwelt | Recht / Steuern ► Allgemeines / Lexika |
Recht / Steuern ► EU / Internationales Recht | |
Schlagworte | Brussels effect • Conflicts of Securities Regulation • Global Regulatory Powers • International financial law • IOSCO • Minipolarity • Securities Laws • Securities Standards • Substituted compliance • Transnational Securities Regulation |
ISBN-10 | 3-031-18062-3 / 3031180623 |
ISBN-13 | 978-3-031-18062-0 / 9783031180620 |
Zustand | Neuware |
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