Legal Data for Banking
John Wiley & Sons Inc (Verlag)
978-1-119-35716-2 (ISBN)
The recent financial crisis following the collapse of major banks had roots in poor risk data management, and the regulators’ unawareness of accumulated systemic risk stemming from contractual obligations between firms. To avoid repeating history, today’s banks must be proactive in legal data management; this book provides the critical knowledge practitioners need to put the necessary systems and practices in place.
Learn how current legal data management practices are hurting banks
Understand the systems, structures and strategies required to manage risk and optimise business lines
Delve into the regulations surrounding risk aggregation, netting, collateral enforceability and more
Gain practical insight on legal data technology, systems and migration
The legal contracts between firms contain significant obligations that underpin the financial markets; failing to recognise these terms as valuable data assets means increased risk exposure and untapped business lines. Legal Data for Banking provides critical information for the banking industry, with actionable guidance for implementation.
AKBER DATOO is founder and managing partner of D2 Legal Technology LLP, a boutique legal data-consulting firm dedicated to the capital markets space. With 20 years’ experience of derivatives and a blend of both technology and legal perspectives, Akber works with financial institutions to create legal risk frameworks to ensure regulatory compliance and business optimisation. This includes the provision of strategic change management advice relating to process and systems for contract data modelling, document assembly, search, information retrieval, know-how and legal opinion management. Akber sits on The Law Society’s Technology Law Committee where he chairs the blockchain and smart contracts working group. In 2016, he was recognised as “one of the top ten innovators” in the Financial Times Innovative Lawyers’ Awards. Akber graduated with first class honours in Computer Science at Cambridge University.
Preface vii
Acknowledgements ix
1 The Role of Data in a Financial Crisis 1
2 The Law, Legal System and Basics of Contract Law 11
3 Structured Finance and Financial Products – Derivatives 27
4 Data, Data Modelling and Governance 53
5 BCBS 239 – Legal Data in Risk Aggregation 81
6 Capital and Netting 89
7 Collateral – Enforceability, Reform and Optimisation 115
8 CASS – Client Assets and Client Money 155
9 Liquidity Risk Management and Reporting 167
10 Contractual Impediments – Recovery and Resolution Planning 187
11 Document Generation/Data-Driven Contracts 213
12 Smart Contracts 233
13 Electronic and Digital Signatures 259
Appendix A 267
Appendix B 271
Appendix C 279
Index 281
| Erscheinungsdatum | 13.05.2019 |
|---|---|
| Verlagsort | New York |
| Sprache | englisch |
| Maße | 170 x 246 mm |
| Gewicht | 680 g |
| Themenwelt | Recht / Steuern ► EU / Internationales Recht |
| Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht | |
| Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung | |
| Betriebswirtschaft / Management ► Spezielle Betriebswirtschaftslehre ► Bankbetriebslehre | |
| ISBN-10 | 1-119-35716-0 / 1119357160 |
| ISBN-13 | 978-1-119-35716-2 / 9781119357162 |
| Zustand | Neuware |
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