Regulating (From) the Inside (eBook)

The Legal Framework for Internal Control in Banks and Financial Institutions

Professor Iris H-Y Chiu (Autor)

eBook Download: PDF

2015
240 Seiten
Bloomsbury Publishing (Verlag)
978-1-5099-0138-8 (ISBN)

Infos

This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the ''governance'' effectiveness of internal control.

Produkt-Details

• Erscheint lt. Verlag: 5.11.2015
• Sprache: englisch
• Themenwelt: Recht / Steuern ► EU / Internationales Recht
• Themenwelt: Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht
• ISBN-10: 1-5099-0138-8 / 1509901388
• ISBN-13: 978-1-5099-0138-8 / 9781509901388