Comparing European and U.S. Securities Regulations

MiFID versus Corresponding U.S. Regulations

Tanja Boskovic, Caroline Cerruti, Michel Noel (Autoren)

Buch | Softcover

240 Seiten

2010
World Bank Publications (Verlag)
978-0-8213-8253-0 (ISBN)

Titel z.Zt. nicht lieferbar
Versandkostenfrei
Auch auf Rechnung

Artikel merken

Compares the EU and US securities regulations, and specifically the Market in Financial instruments Directive (MiFID) with the corresponding US regulations. This title focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.

The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons. The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.

Erscheint lt. Verlag	30.1.2010
Verlagsort	Washington
Sprache	englisch
Themenwelt	Recht / Steuern ► EU / Internationales Recht
	Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht
	Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung
ISBN-10	0-8213-8253-5 / 0821382535
ISBN-13	978-0-8213-8253-0 / 9780821382530
Zustand	Neuware